The Social Contract: Rousseau (1762)
“Man is born free and yet everywhere he lives in chains.” (Rousseau, Social
Contract 1:1)
Upon receiving a copy of Rousseau's book, The Social Contract, Voltaire wrote back to Rousseau: "I
have received your new book against the human race, and thank you for it. Never
was such a cleverness used in the design of making us all stupid. One longs, in
reading your book, to walk on all fours. But as I have lost that habit for more
than sixty years, I feel unhappily the impossibility of resuming it."
In his Discourse on the Origin of Human Inequality, Rousseau argued that
freedom is the inherent, natural condition of mankind; therefore, all
political inequality, all slavery, all absence of freedom follows from social,
not natural conditions.
Thus, freedom is both an inherent right and a means towards maintaining just,
moral societies.
In his Social Contract, Rousseau then offered was a means of actually
implementing this philosophy into a set of laws to create this society.
Those means became the basis of American and most all European democracies.
Unfortunately, to understand what Rousseau gave us, you need to learn some
political terms:
Consider that in any society there are two competing interests: the group and
the individual. The group often threatens the freedom and security of
the individual (that’s what “democracy” is: a lot of people ganging up on fewer
people) and the individual often threatens the group (by, say, pissing upstream
of everyone else, literally or so to speak, or driving recklessly etc.).
Liberty:
Liberty is the power to control one’s own choices and behavior. Generally, it is
control over one’s own body. Rousseau argues that liberty is the natural
state of all humans, it is therefore a moral ends, rather than
simply a means to an ends. Thus liberty itself is the highest moral good.
The Social Contract and General Will:
However, individuals must agree to surrender their individual liberty (which is still
that thing of the utmost highest value) to the General Will in order to
maintain that same personal liberty. This is because few if any individuals have
the individual power, alone, to protect themselves from the threats of other
individuals or groups.
This is the "social contract": and agreement that each of
us must
The General Will:
This term means the will of all those in the society combined. Roughly speaking,
it's the democratic consensus or what we now call “democracy”: what the society as a
whole chooses when it votes. But in Rousseau's terms, he means “the
greater good”, the protection of all the individuals in that society; or, that
which is best for the society.
The Sovereign:
Literally, this word simply means who/whatever is in charge, whoever holds/rules
the power (of police, military, whoever is given the power to carry out law (the
king, the state). Until the Enlightenment, the sovereign was always some
combination of the church and the king or queen. But Rousseau makes the
General Will the Sovereign. This is his grand contribution to democracy
and, literally, to our Constitution.
The Limits of the Sovereign:
By definition, moral sovereignty can only be that which protects the individual
liberty; all else is tyranny (immoral power of one over another).
Locke had argued that the role of civil government was only to protect
the public good and “Civil interests I call
life, liberty, health, and indolency of body; and the possession of outward
things, such as money, lands, houses, furniture, and the like.” Rousseau
goes a step further and argues that in fact the Sovereign can really only
protect individual liberty. The role of a state/government is to keep all
free.
(Here, Rousseau sows the seeds of what we now call the Libertarian view; see William
Godwin; see JS Mill)
But Why Can We Trust The General Will? As
we said above, the problem is that the larger group often threatens the freedom and
security of the individual or minority and the individual or minority often threatens the
larger group.
For this reason, since the downfall of the Roman Republic and until Rousseau’s
time, no Western society was willing to trust democracy. What is to
protect us from mob rule?
Rousseau argued we should be willing to trust democracy for the following
reasons:
a) The Moral General Will tends to prevail: Yes, in any society many will
not vote for the general will (the greater good) but for self interest (I want
lower taxes because I don't send my child to a public school etc.). Let us
call these people “the selfish bastards”; they want laws that protect their own
self interests even if it hurts others. The
selfish bastards
will of course attempt to rule over others (which is inherently immoral; see liberty,
above). But
Rousseau argued that, generally, in a system of true equality, true democracy
(one person, one vote, all people have equal vote) in theory at least, those
who vote for their own self interest will tend to cancel out one another,
so the moral element will still win the vote, and thus rule.
b) However, simply hoping for the Moral General Will is not enough:
the system must also inherently protect the liberty of the minority; it must not
allow the majority to tyrannize the minority (ie enslaving or disenfranchising
racial, ethnic minorities, or homosexuals).
This is why we have a constitutional democracy, not just a
"democracy": equality is
the founding concept of our Declaration of Independence and the Bill Of
Rights serves to institutionalize Rousseau's philosophy: it guarantees
through legal protection the right of the minority and individual (to
equality) against the tyranny of the majority.
Or that was the theory, at least. Clearly the treatment of Native Americans,
Blacks, women, the Chinese, homosexuals...well, just about everyone, suggests
the document works in theory better than in practice.
On the other hand, it's worth remembering what government looked like before Rousseau's theory existed and considering whether the often failed, limited protection of minority rights could or would exist today without this theory.